Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward David Dipietro | 2418382 | 5 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Philip Scharf | 1562031 | 3 | 09/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark L Driscoll | 2851077 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Lynn Nelson | 2732774 | 1 | 11/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 07/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 08/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adrienne J Rothstein-Grace | 2918614 | 2 | 09/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Ruth Eyster | 1083592 | 1 | 06/22/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joe Williams | 2395948 | 2 | 05/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |