Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Jason Payne | 4028926 | 5 | 12/31/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Harvey Stephen Bailey | 1055363 | 2 | 11/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kinch Edward Meyer | 1209286 | 2 | 10/24/2002 | Customer Dispute | Settled | $26,525.40 | $0.00 | See FINRA Report |
| Deena Michelle Kobrin | 1202622 | 1 | 09/17/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Stephen H Seplowe | 3126699 | 1 | 05/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 03/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Matlock | 1616892 | 1 | 03/03/2002 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 02/27/2002 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| David Joseph Ungaro | 2057015 | 1 | 02/15/2002 | Customer Dispute | Settled | $7,086.43 | $0.00 | See FINRA Report |
| John Gennaro Espinosa | 1582955 | 3 | 03/28/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |