Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikhil C Modi | 2290068 | 2 | 03/18/2005 | Customer Dispute | Denied | $13,906.60 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 03/02/2005 | Customer Dispute | Denied | $38,313.00 | $0.00 | See FINRA Report |
| Stephen Joe Williams | 2395948 | 2 | 12/07/2004 | Customer Dispute | Award / Judgment | $400,000.00 | $65,000.00 | See FINRA Report |
| John Gennaro Espinosa | 1582955 | 3 | 10/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 07/21/2004 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Earl Eugene Newsome | 2436856 | 2 | 06/07/2004 | Customer Dispute | Settled | $284,925.00 | $0.00 | See FINRA Report |
| Ali Farhoumand | 2954514 | 1 | 12/09/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 08/25/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 07/28/2003 | Customer Dispute | Denied | $52,497.40 | $0.00 | See FINRA Report |
| Adrienne J Rothstein-Grace | 2918614 | 2 | 06/29/2003 | Customer Dispute | Settled | $177,919.00 | $0.00 | See FINRA Report |