Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David W Fowler | 2304727 | 1 | 07/30/2008 | Customer Dispute | Denied | $6,273.26 | $0.00 | See FINRA Report |
| A Lamar Hudson | 1646819 | 1 | 04/24/2008 | Customer Dispute | Denied | $10,113.40 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 04/17/2007 | Customer Dispute | Settled | $4,200,000.00 | $0.00 | See FINRA Report |
| Nikhil C Modi | 2290068 | 2 | 02/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Earl Eugene Newsome | 2436856 | 2 | 12/28/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 05/25/2006 | Customer Dispute | Denied | $42,563.00 | $0.00 | See FINRA Report |
| Damon Eric Ladd-Thomas | 3137568 | 1 | 11/09/2005 | Customer Dispute | Settled | $5,250.00 | $0.00 | See FINRA Report |
| David Joseph Paladino | 2870151 | 1 | 11/01/2005 | Customer Dispute | Denied | $7,767.93 | $0.00 | See FINRA Report |
| Daniel Richard Anderson | 1630781 | 2 | 10/27/2005 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Larry Joseph Sklar | 1210886 | 1 | 07/18/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |