Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Paul Aquilino | 2737809 | 4 | 01/12/2010 | Customer Dispute | Denied | $13,301.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 08/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 07/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Edward Gorlick | 4477472 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Adams Lancaster | 866150 | 2 | 02/05/2009 | Customer Dispute | Denied | $160,531.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 01/20/2009 | Customer Dispute | Closed-No Action | $6,550.05 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 12/15/2008 | Customer Dispute | Settled | $40,741.00 | $0.00 | See FINRA Report |
| Adam Todd Duey | 4015681 | 1 | 11/18/2008 | Customer Dispute | Denied | $55,779.40 | $0.00 | See FINRA Report |
| Shawn William Greenland | 4203305 | 1 | 11/05/2008 | Customer Dispute | Denied | $24,514.00 | $0.00 | See FINRA Report |
| David Paul Ackel | 3168949 | 2 | 09/10/2008 | Customer Dispute | Denied | $23,187.50 | $0.00 | See FINRA Report |