Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Richard Becht | 2906349 | 1 | 10/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Jacob Laczny | 4319477 | 1 | 09/03/2015 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Kathleen Lynn Knapp | 4420171 | 1 | 02/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 08/13/2014 | Customer Dispute | Denied | $2,153.26 | $0.00 | See FINRA Report |
| Bruce Lynn Allen | 4590694 | 2 | 10/03/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Jason Reinhart Pfitzinger | 5033453 | 5 | 07/10/2013 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 04/21/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Richard Anderson | 1630781 | 2 | 04/19/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Alexander Michael Kienle | 4564670 | 1 | 03/26/2013 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Richard Hemenway | 1103827 | 3 | 10/01/2012 | Customer Dispute | Settled | $257,462.00 | $0.00 | See FINRA Report |