Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel A Oschmann | 4759967 | 2 | 06/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Quentin Bradley White | 1365624 | 1 | 12/17/2018 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| David Warren Cade | 1264498 | 1 | 08/16/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert W Strang | 3271839 | 5 | 10/30/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Gregory Lee Buckman | 3060894 | 1 | 04/17/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daniel A Oschmann | 4759967 | 2 | 03/03/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nghi T Ho | 2327672 | 2 | 02/13/2017 | Customer Dispute | Closed-No Action | $175,400.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 01/30/2017 | Customer Dispute | Settled | $242,755.00 | $0.00 | See FINRA Report |
| Robert Kenon | 714892 | 1 | 04/26/2016 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 02/29/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |