Our Staff has compiled our research into a database of FINRA Broker Disclosures for Washington Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen George Hobgood | 712121 | 4 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Jones | 261356 | 1 | 03/15/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Karen George Hobgood | 712121 | 4 | 01/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen George Hobgood | 712121 | 4 | 03/05/2012 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Eugene Francis Roesser | 1074726 | 1 | 11/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen George Hobgood | 712121 | 4 | 03/27/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Herbert Joseph Millard | 817355 | 1 | 08/16/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |