Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawna Christine Minervini | 3143289 | 1 | 02/22/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter John Nelson | 2745856 | 3 | 02/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Lee Connors | 3155015 | 4 | 01/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrea Patricia Owen-Boyd | 5542167 | 1 | 01/27/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ryan Fallesen | 6063472 | 5 | 01/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Domingo Damian Pilarte | 6359204 | 4 | 01/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Caleb Merrill Stephens | 5878158 | 3 | 01/17/2021 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Fallesen | 6063472 | 5 | 01/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ryan Fallesen | 6063472 | 5 | 01/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard W Rappe | 2873220 | 1 | 01/08/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |