Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Basel N Nafal | 2795184 | 4 | 11/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Catherine A Kennedy | 2347484 | 1 | 11/06/2020 | Customer Dispute | Settled | $166,859.00 | $0.00 | See FINRA Report |
| Donald Lee Connors | 3155015 | 4 | 10/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Barry Murphey | 7091172 | 2 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Daniel Guardado | 7283587 | 1 | 09/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Maxwell | 6876449 | 4 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Maxwell | 6876449 | 4 | 09/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Koehn | 1412960 | 2 | 09/01/2020 | Customer Dispute | Denied | $7,807.58 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 6 | 07/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carmen Erminda Meausoone | 6694259 | 1 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |