Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Margolis | 1743378 | 3 | 07/01/1990 | Customer Dispute | Settled | $16,625.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 06/14/1990 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Philip John Thompkins | 1851499 | 7 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa R Hund | 5527464 | 1 | 06/13/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter A Klay | 4869710 | 1 | 06/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ari Stonehill | 2262457 | 4 | 04/13/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William T Chatham | 1217514 | 1 | 07/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Moore | 2624578 | 2 | 10/19/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas McCollum | 2476107 | 1 | 09/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew J Burkhart | 2624649 | 3 | 01/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |