Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William C Shelton | 845034 | 1 | 06/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Albert Mayor | 7184844 | 1 | 01/11/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Angelo Minniti | 4269626 | 1 | 01/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron M McDonald | 2772385 | 1 | 08/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 07/12/1993 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Brandt Jeremy Jordan | 6097729 | 1 | 07/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry C Nash | 1215857 | 1 | 12/31/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan C Zimlich | 2480033 | 1 | 09/19/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard W Jasper | 1190115 | 2 | 09/04/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John S Foster | 2209490 | 1 | 08/24/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |