Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin C Winder | 1197251 | 1 | 10/14/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald B Stonecipher | 1998636 | 1 | 08/08/1996 | Customer Dispute | Settled | $28,300.00 | $0.00 | See FINRA Report |
| Lorraine Lorraine Alessi | 2476105 | 3 | 05/29/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Wade Shipman | 4763973 | 1 | 11/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Liapunov | 2285566 | 3 | 08/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ari Stonehill | 2262457 | 4 | 04/26/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tai Tan Nguyen | 5462324 | 3 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ari Stonehill | 2262457 | 4 | 02/24/1995 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Tai Tan Nguyen | 5462324 | 3 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn D Chatham | 1087730 | 7 | 08/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |