Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Liapunov | 2285566 | 3 | 12/15/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan J Berube | 2004124 | 4 | 11/12/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Liapunov | 2285566 | 3 | 10/22/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dara Tressa Davis | 7176349 | 1 | 09/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Rios | 1170482 | 1 | 07/02/1997 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John P Henson | 2543917 | 1 | 06/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lorraine Lorraine Alessi | 2476105 | 3 | 04/09/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christo August Zgourides | 4196126 | 1 | 01/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lorraine Lorraine Alessi | 2476105 | 3 | 11/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tai Tan Nguyen | 5462324 | 3 | 10/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |