Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael V Ronan | 5268228 | 4 | 08/13/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael W Tisch | 2374510 | 3 | 07/09/1999 | Customer Dispute | Withdrawn | $19,499.70 | $0.00 | See FINRA Report |
| Si Thomas Thanh Le | 6066197 | 2 | 01/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Brooks Wrightnour | 3217042 | 1 | 10/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James A Moore | 2624578 | 2 | 09/04/1998 | Customer Dispute | Settled | $7,805.38 | $0.00 | See FINRA Report |
| Bryan Thayne Buzzard | 1308719 | 2 | 08/18/1998 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |
| Si Thomas Thanh Le | 6066197 | 2 | 06/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert H Johnson | 1744328 | 1 | 05/31/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas C Grant | 227591 | 1 | 03/01/1998 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Simon Shiyan Liu | 2614615 | 2 | 01/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |