Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William M Gorman | 1473148 | 1 | 04/04/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Andrew S Miller | 1457478 | 2 | 02/16/2001 | Customer Dispute | Denied | $36,952.00 | $0.00 | See FINRA Report |
| Josh Laurence Becker | 1522450 | 1 | 02/13/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Derek Y Chan | 2770486 | 3 | 11/03/2000 | Customer Dispute | Closed-No Action | $325,000.00 | $0.00 | See FINRA Report |
| Derrick Freeman | 1753265 | 4 | 09/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathleen A Malik | 1311891 | 1 | 06/29/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott R Kieper | 2028473 | 1 | 06/02/2000 | Customer Dispute | Settled | $5,477.00 | $0.00 | See FINRA Report |
| Michael W Tisch | 2374510 | 3 | 03/24/2000 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John J McGurran | 1293268 | 1 | 02/29/2000 | Customer Dispute | Settled | $6,726.03 | $0.00 | See FINRA Report |
| Gaye Lowenstein | 2750770 | 1 | 02/03/2000 | Customer Dispute | Settled | $1,600.00 | $0.00 | See FINRA Report |