Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Spicer | 2382564 | 3 | 07/11/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Freddie Earl Spears | 2040145 | 2 | 07/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nader F Rezkalla | 2200014 | 1 | 05/24/2002 | Customer Dispute | Closed-No Action | $16,905.00 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 04/22/2002 | Customer Dispute | Settled | $755,000.00 | $0.00 | See FINRA Report |
| Jason Gullo | 2171096 | 1 | 03/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian J Brown | 1787122 | 2 | 03/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gagandeep K Sahni | 2506969 | 3 | 02/15/2002 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Gagandeep K Sahni | 2506969 | 3 | 02/15/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William P Whelan | 2361039 | 4 | 02/08/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jared Edward Schumacker | 7251384 | 1 | 12/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |