Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Thomas Penland | 864806 | 4 | 03/20/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Alan Zimmerman | 1145166 | 2 | 03/19/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Maynard L Miller | 2364279 | 1 | 03/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas M Kenny | 2395390 | 1 | 01/22/2003 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey L Greenberg | 853296 | 2 | 01/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ilona Brandt-Tom | 1107492 | 2 | 11/22/2002 | Customer Dispute | Settled | $152,909.00 | $0.00 | See FINRA Report |
| Lee Thomas Penland | 864806 | 4 | 10/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Thomas Penland | 864806 | 4 | 10/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn D Chatham | 1087730 | 7 | 09/10/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| William Margolis | 1743378 | 3 | 08/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |