Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph A Cummings | 6895828 | 4 | 03/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Winston Craig Rose | 5796040 | 2 | 03/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith McKay | 5141922 | 4 | 03/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Cummings | 6895828 | 4 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith McKay | 5141922 | 4 | 02/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith McKay | 5141922 | 4 | 01/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 8 | 12/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rafi R Jaima | 7527112 | 3 | 12/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |