Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela R Mally | 3132596 | 1 | 09/13/2003 | Customer Dispute | Denied | $116,164.00 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 09/10/2003 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Misty Leighton Petrosino | 2516384 | 1 | 08/11/2003 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Nicholas J Franco | 4332448 | 2 | 07/31/2003 | Customer Dispute | Denied | $12,057.90 | $0.00 | See FINRA Report |
| Derrick Freeman | 1753265 | 4 | 07/30/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 07/21/2003 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert R Sweeney | 865484 | 6 | 07/08/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura L Davis | 1279947 | 6 | 06/30/2003 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Derek Y Chan | 2770486 | 3 | 06/17/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Lee Thomas Penland | 864806 | 4 | 03/20/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |