Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Zajdzinski | 2771343 | 1 | 04/20/2004 | Customer Dispute | Settled | $6,680.00 | $0.00 | See FINRA Report |
| Chester L Peach | 1624296 | 2 | 04/09/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Maule | 7640038 | 1 | 03/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James L Paape | 4604636 | 1 | 02/09/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff H Kim | 4038219 | 1 | 01/29/2004 | Customer Dispute | Withdrawn | $2,406.15 | $0.00 | See FINRA Report |
| Joel Samuel Lerner | 3161595 | 2 | 12/02/2003 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Gagandeep K Sahni | 2506969 | 3 | 11/26/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James A Foti | 1809991 | 1 | 10/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Dwayne Gonzaga | 7586458 | 1 | 10/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert R Sweeney | 865484 | 6 | 10/02/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |