Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher Maresca | 4786998 | 1 | 11/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laura L Davis | 1279947 | 6 | 10/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey L Greenberg | 853296 | 2 | 07/20/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary K Kagimoto | 1311500 | 1 | 07/19/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew S Miller | 1457478 | 2 | 06/22/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Morris Eugene Mete | 4697322 | 1 | 06/18/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter John McCarthy | 1486735 | 1 | 06/18/2004 | Customer Dispute | Settled | $4,843,000.00 | $0.00 | See FINRA Report |
| Regena MacK | 3089937 | 1 | 06/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 06/04/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Genie B Theimer | 1034167 | 1 | 05/04/2004 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |