Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles M Gonzalez | 1624072 | 3 | 08/30/2005 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| David Bennett Allen | 3200 | 1 | 06/30/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Asher Flint | 3151946 | 1 | 06/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Mense | 2526091 | 3 | 06/15/2005 | Customer Dispute | Settled | $10,909.00 | $0.00 | See FINRA Report |
| Richard Wayne Woody | 1125034 | 1 | 05/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shaun P Horan | 2867195 | 2 | 05/03/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Moss | 7808071 | 1 | 03/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Alan Zimmerman | 1145166 | 2 | 12/20/2004 | Customer Dispute | Settled | $11,513.40 | $0.00 | See FINRA Report |
| Glenn Ngo | 7200876 | 1 | 11/19/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia M Picardi | 1317184 | 2 | 11/17/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |