Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Crincoli | 5848636 | 2 | 12/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Zisel Rosen | 2533466 | 2 | 12/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ali Abdul-Rahman | 1660255 | 1 | 11/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ryan B Peel | 5651724 | 1 | 11/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Arthur W Kube | 1563365 | 1 | 11/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erik N Bohn | 5622261 | 2 | 10/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Rogers | 6102774 | 2 | 09/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joel P Greenberg | 2113977 | 1 | 08/25/2006 | Customer Dispute | Denied | $12,865.70 | $0.00 | See FINRA Report |
Oren Popper | 4468703 | 3 | 08/11/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Buna B Cumbie | 58526 | 1 | 07/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |