Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walker Holloway Johnson | 5791743 | 1 | 08/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven J Schacter | 1865735 | 2 | 07/12/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert R Sweeney | 865484 | 6 | 07/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay E Hochheiser | 1183959 | 1 | 06/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Y Chan | 2770486 | 3 | 05/22/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay M Pollack | 1082586 | 4 | 05/04/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John G Balzer | 4123646 | 1 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert W Swirsky | 1569082 | 2 | 02/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis M Evans | 4479794 | 4 | 02/05/2007 | Customer Dispute | Settled | $21,128.70 | $0.00 | See FINRA Report |
| Andrew Michael Cregan | 2242414 | 3 | 01/19/2007 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |