Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven J Schacter | 1865735 | 2 | 12/03/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kevin D Tubbs | 2119608 | 2 | 11/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin D Tubbs | 2119608 | 2 | 11/05/2007 | Customer Dispute | Settled | $12,815.60 | $0.00 | See FINRA Report |
| Peter N Rogers | 4460011 | 2 | 10/24/2007 | Customer Dispute | Settled | $6,388.80 | $0.00 | See FINRA Report |
| William S Hage | 4641707 | 1 | 10/24/2007 | Customer Dispute | Settled | $6,388.80 | $0.00 | See FINRA Report |
| Brandon James Kominkiewicz | 6877763 | 1 | 10/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Earl Miller | 334477 | 1 | 09/21/2007 | Customer Dispute | Denied | $31,045.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 09/06/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis M Evans | 4479794 | 4 | 08/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Boyd F Cauble | 3081589 | 1 | 08/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |