Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul J Pantano | 3225691 | 2 | 05/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John C Kauzlarich | 5096866 | 2 | 04/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Freddy S Lopez | 6107735 | 1 | 04/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashkan M Ghahremani | 5210770 | 1 | 03/10/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Wales Reeder | 1425381 | 1 | 03/06/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Derrick Freeman | 1753265 | 4 | 02/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derrick Freeman | 1753265 | 4 | 02/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Leanne Turner | 6050855 | 1 | 02/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 02/04/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew J Burkhart | 2624649 | 3 | 12/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |