Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Basel N Nafal | 2795184 | 3 | 11/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William M Katz | 2223851 | 2 | 10/30/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric M Bloom | 2708116 | 1 | 10/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Francis M Evans | 4479794 | 4 | 10/21/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon Alan Chalk | 2152687 | 3 | 10/13/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stanley J Helm | 2263370 | 1 | 10/08/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Marco Avitabile | 1001420 | 3 | 10/07/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Marko Mijuskovic | 4963030 | 1 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence B Turell | 4038139 | 2 | 07/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis M Evans | 4479794 | 4 | 07/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |