Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Price | 2732340 | 2 | 08/22/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michael A Ferrone | 1916778 | 2 | 08/22/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Scott J Alters | 1266012 | 6 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Emmett Hicks | 1746014 | 1 | 04/25/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Brett A Mock | 6403737 | 1 | 04/21/2022 | Customer Dispute | Denied | $11,656.00 | $0.00 | See FINRA Report |
| Keith McKay | 5141922 | 4 | 04/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |