Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Stein | 4979991 | 3 | 06/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose O Segura | 4748077 | 4 | 05/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Angelo Muccio | 6507313 | 1 | 04/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael A Ferrone | 1916778 | 2 | 04/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Hatcher | 5256173 | 7 | 04/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey A Foster | 4746105 | 4 | 04/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Ciardella | 46832 | 1 | 03/31/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shawna Christine Minervini | 3143289 | 1 | 02/22/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter John Nelson | 2745856 | 4 | 02/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Lee Connors | 3155015 | 4 | 01/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |