Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Myles D Thurston | 1810907 | 3 | 02/18/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Enrico Indelicato | 1431851 | 1 | 02/05/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Gwendolyn D Chatham | 1087730 | 7 | 12/29/2008 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
Eduardo Hernandez Vela | 5040089 | 8 | 12/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ernest Victor Hammersley | 2940939 | 2 | 12/16/2008 | Customer Dispute | Denied | $64,656.70 | $0.00 | See FINRA Report |
Anthony J Trimboli | 4734730 | 8 | 12/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard R Pasick | 1489963 | 1 | 11/25/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Brett A Nanna | 2519566 | 1 | 11/25/2008 | Customer Dispute | Denied | $83,325.00 | $0.00 | See FINRA Report |
Paul J Pantano | 3225691 | 2 | 11/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas S Youngman | 5190068 | 1 | 11/20/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |