Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leigh A Piccolo | 4699039 | 1 | 07/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig A Lance | 2934374 | 1 | 06/10/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Ippolito | 2431878 | 6 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 04/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Samuel Lerner | 3161595 | 2 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter N Rogers | 4460011 | 2 | 03/19/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Pallogudis | 3100367 | 1 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey D Howard | 2015174 | 1 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Eugene Lee | 2028183 | 1 | 03/05/2009 | Customer Dispute | Settled | $101,668.00 | $0.00 | See FINRA Report |
| Chester L Peach | 1624296 | 2 | 03/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |