Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison K Henek | 5177343 | 6 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Martin Ryan | 7144602 | 1 | 02/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zach Edward Thomas | 834421 | 1 | 02/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Mense | 2526091 | 3 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert W Swirsky | 1569082 | 2 | 01/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Tsachi Baitner | 5866999 | 1 | 01/10/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin O Neal Ridley | 4761715 | 2 | 11/02/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura L Davis | 1279947 | 6 | 10/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John A Ware | 3221406 | 1 | 08/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Maniscalco | 4996031 | 1 | 07/22/2009 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |