Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Mense | 2526091 | 3 | 10/01/2010 | Customer Dispute | Denied | $44,629.80 | $0.00 | See FINRA Report |
| Rishesh Singh | 7644459 | 3 | 10/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Myles D Thurston | 1810907 | 3 | 09/13/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Adam Vincent Mahnen | 4568846 | 1 | 08/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael H Watts | 728078 | 1 | 07/23/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan L Blinken | 2579404 | 1 | 07/14/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Freddie Earl Spears | 2040145 | 2 | 06/29/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Laurence B Turell | 4038139 | 2 | 06/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles M Palma | 2562930 | 2 | 04/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg A Hews | 1642502 | 2 | 03/31/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |