Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph G Giorgio | 222319 | 10 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Schwartz | 5245711 | 5 | 05/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ilona Brandt-Tom | 1107492 | 2 | 04/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark S Abrams | 1137018 | 1 | 03/17/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert D Bukacek | 5530774 | 1 | 03/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles M Palma | 2562930 | 2 | 02/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allison K Henek | 5177343 | 6 | 01/04/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Estrada | 4350554 | 1 | 12/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Basel N Nafal | 2795184 | 3 | 11/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Thayne Buzzard | 1308719 | 2 | 11/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |