Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Schweitzer | 4639873 | 2 | 12/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Nelson | 5512198 | 3 | 12/01/2011 | Customer Dispute | Denied | $9,648.00 | $0.00 | See FINRA Report |
| Simon Shiyan Liu | 2614615 | 2 | 11/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Mitchell | 7289209 | 2 | 09/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Geczi | 7090348 | 1 | 08/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew T Hart | 2423128 | 2 | 08/16/2011 | Customer Dispute | Denied | $5,045.41 | $0.00 | See FINRA Report |
| William Henry Mitchell | 7289209 | 2 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Anthony Alpern | 5601001 | 1 | 07/22/2011 | Customer Dispute | Closed-No Action | $9,681.00 | $0.00 | See FINRA Report |
| Joseph G Giorgio | 222319 | 10 | 06/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert R Sweeney | 865484 | 6 | 05/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |