Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Rutherford | 5960005 | 3 | 10/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raul A Gutierrez | 1974155 | 2 | 08/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 08/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Martin Pollack | 7609854 | 1 | 08/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Richard Tison | 5593314 | 1 | 07/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas M Peters | 5969157 | 2 | 07/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathon Alan Chalk | 2152687 | 3 | 07/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher R Held | 5225371 | 3 | 07/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel L Mills | 2378793 | 1 | 06/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert N Worgaftik | 870270 | 2 | 05/23/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |