Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Ippolito | 2431878 | 6 | 02/26/2013 | Customer Dispute | Settled | $43,343.00 | $0.00 | See FINRA Report |
| Philip John Thompkins | 1851499 | 7 | 01/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raul A Gutierrez | 1974155 | 2 | 01/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert N Worgaftik | 870270 | 2 | 01/07/2013 | Customer Dispute | Denied | $14,318.00 | $0.00 | See FINRA Report |
| Joseph G Giorgio | 222319 | 10 | 12/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 12/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert B Rosin | 2142964 | 1 | 12/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert R Sweeney | 865484 | 6 | 12/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael J Schweitzer | 4639873 | 2 | 10/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Rick Kettler | 1664996 | 1 | 10/19/2012 | Customer Dispute | Settled | $54,226.10 | $0.00 | See FINRA Report |