Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rishesh Singh | 7644459 | 3 | 02/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay M Pollack | 1082586 | 4 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel J Grooms | 5381948 | 1 | 02/04/2014 | Customer Dispute | Settled | $10,792.10 | $0.00 | See FINRA Report |
| James Allen Cox | 3216175 | 1 | 01/13/2014 | Customer Dispute | Denied | $6,856.00 | $0.00 | See FINRA Report |
| Jae M Roe | 1836989 | 1 | 01/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lukas Noll | 6684382 | 1 | 12/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Caswell | 1121524 | 1 | 12/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Scott Koppenheffer | 4709677 | 1 | 12/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert R Sweeney | 865484 | 6 | 09/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Douglas Diteresa | 4863942 | 1 | 08/23/2013 | Customer Dispute | Denied | $12,472.10 | $0.00 | See FINRA Report |