Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Faisal Shahed | 4915260 | 1 | 09/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph A Morelli | 2090522 | 1 | 08/29/2014 | Customer Dispute | Denied | $7,167.97 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 07/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 06/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee J Adelson | 2148643 | 2 | 05/19/2014 | Customer Dispute | Denied | $22,409.70 | $0.00 | See FINRA Report |
| Jody L Lentz | 3215872 | 1 | 04/29/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark A Hopper | 5878793 | 2 | 04/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Schwartz | 5245711 | 5 | 04/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip John Thompkins | 1851499 | 7 | 03/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared B Traum | 5272831 | 1 | 03/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |