Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence D Cohen | 6418435 | 8 | 12/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph G Giorgio | 222319 | 10 | 12/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Amy Conklin | 7348601 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Cassutt | 4819695 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan L Blevins | 5746964 | 3 | 11/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Fallesen | 6063472 | 5 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter John Nelson | 2745856 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey F Hoff | 5645418 | 1 | 09/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Lewis Kaufman | 2057965 | 2 | 09/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shaun Nima Christiansen | 5945336 | 1 | 09/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |