Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Franklin L Stowe | 6631576 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Parker Bailey | 4652018 | 1 | 02/12/2015 | Customer Dispute | Settled | $9,653.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 02/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Jeffrey Jeffrey Traum | 809435 | 2 | 01/12/2015 | Customer Dispute | Settled | $5,310.40 | $0.00 | See FINRA Report |
| Donald Lee Connors | 3155015 | 4 | 01/08/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jonathan L Blevins | 5746964 | 3 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bart C Singleton | 5855774 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Valeri | 6235976 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew J Burkhart | 2624649 | 3 | 12/17/2014 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Tammy L Burns | 4581950 | 4 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |