Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oren Popper | 4468703 | 3 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dorrette Brown | 7635462 | 1 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John K Suckey | 4249100 | 7 | 05/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott J Alters | 1266012 | 6 | 04/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Meredith Braban | 4687898 | 1 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen J Wood | 1422492 | 2 | 03/25/2015 | Customer Dispute | Settled | $7,420.00 | $0.00 | See FINRA Report |
| John K Suckey | 4249100 | 7 | 03/23/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Johanna B Bogen | 4284476 | 2 | 03/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William P Whelan | 2361039 | 4 | 03/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 02/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |