Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Philip Singleton | 4068833 | 2 | 11/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary K Blum | 4918040 | 1 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan P Codispoti | 5354969 | 1 | 10/19/2015 | Customer Dispute | Settled | $6,857.00 | $0.00 | See FINRA Report |
| Lee J Adelson | 2148643 | 2 | 10/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen John Oliver Alexander | 3067213 | 1 | 09/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles M Williams | 4948195 | 1 | 09/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul S Avenius | 2204817 | 2 | 09/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence D Cohen | 6418435 | 8 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Cohen | 6418435 | 8 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence F Boord | 25927 | 2 | 08/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |