Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Parkes | 7745194 | 1 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael V Ronan | 5268228 | 4 | 01/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric L Abramson | 1699589 | 1 | 01/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allison K Henek | 5177343 | 6 | 01/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ian Keith Kail | 4633711 | 1 | 01/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann O Neil | 2344787 | 2 | 01/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony J Trimboli | 4734730 | 8 | 12/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Natoli | 5818236 | 3 | 11/18/2015 | Customer Dispute | Settled | $6,233.04 | $0.00 | See FINRA Report |
| Christopher R Held | 5225371 | 3 | 11/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Philip Singleton | 4068833 | 2 | 11/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |