Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Finn Williams | 3215214 | 2 | 06/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Domingo Damian Pilarte | 6359204 | 4 | 06/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tammy L Burns | 4581950 | 4 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammy L Burns | 4581950 | 4 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Leigh Leigh Lemp | 2611497 | 1 | 05/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nochum C Wilner | 5863798 | 1 | 05/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Finley Bryce Woodward | 6020806 | 2 | 05/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johanna B Bogen | 4284476 | 2 | 04/21/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mark Lewis Kaufman | 2057965 | 2 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon L Brookhart | 729669 | 1 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |