Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Blackwell | 4560041 | 2 | 07/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott J Alters | 1266012 | 5 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett A Mock | 6403737 | 1 | 04/21/2022 | Customer Dispute | Denied | $11,656.00 | $0.00 | See FINRA Report |
| Keith McKay | 5141922 | 4 | 04/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph A Cummings | 6895828 | 4 | 03/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Winston Rose | 5796040 | 2 | 03/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith McKay | 5141922 | 4 | 03/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bruce A Kintz | 1018347 | 3 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph A Cummings | 6895828 | 4 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan Rosa | 6720387 | 4 | 03/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |