Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roderick R Roberto | 3242806 | 3 | 07/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Scott Crosby | 3097227 | 3 | 07/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Maukonen | 6356473 | 2 | 06/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terrence Anthony McLaney | 6288725 | 1 | 06/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Hixson | 5524215 | 1 | 06/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Thompkins | 1851499 | 7 | 05/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Henretta | 7034189 | 1 | 05/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Scott Crosby | 3097227 | 3 | 05/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Scott Crosby | 3097227 | 3 | 04/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick G Manning | 5502418 | 8 | 03/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |