Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Patrick G Manning | 5502418 | 8 | 08/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Domingo Damian Pilarte | 6359204 | 4 | 08/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Peter Crincoli | 5848636 | 2 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Domingo Damian Pilarte | 6359204 | 4 | 07/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tammy L Burns | 4581950 | 4 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott J Alters | 1266012 | 6 | 07/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott J Alters | 1266012 | 6 | 07/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael L Spicer | 2382564 | 3 | 07/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Frances Hailemariam | 5332633 | 1 | 07/12/2016 | Customer Dispute | Settled | $6,104.83 | $0.00 | See FINRA Report |
Michael Neil Capobianco | 4756282 | 1 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |