Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Wasik | 6901058 | 1 | 10/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony J Trimboli | 4734730 | 8 | 10/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Marie Osborn | 5426226 | 1 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Myers | 7372541 | 2 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Finley Bryce Woodward | 6020806 | 2 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Oceguera | 5258913 | 1 | 09/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Robert Kreutzer | 6995543 | 1 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jackson Sowell | 6009533 | 3 | 09/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Scott Collins | 5863403 | 1 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |