Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Bavin | 5533888 | 18 | 12/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason A Frederico | 4986386 | 2 | 11/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 11/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 11/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Solomon M Kafoure | 5538804 | 1 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oren Popper | 4468703 | 3 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark A Hopper | 5878793 | 2 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |