Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Alexander Bregman | 3277747 | 1 | 01/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 01/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Rogers | 6102774 | 2 | 01/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Nelson | 5512198 | 3 | 01/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nikola Novakovic | 6087030 | 2 | 01/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick G Manning | 5502418 | 8 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shane Wolden | 6652457 | 1 | 12/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 12/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |